Investment Structure


Size of Investment $2 million to $8 million, and will participate as lead or co-investor in larger transactions.


Type of Investment Subordinated debentures with a detachable equity type security such as warrants or membership units.

Target Maturity Typical investments are designed to provide for repayment in five years.

Interest only or partially amortizing over the term.


Types of Transactions Growth Financing
Management Buyouts
Recapitalizations
Leveraged Buyouts


Corporate Governance
Require either observation rights or direct participation in the company's Board of Directors.

Require a properly constituted Board with appropriate membership, quarterly meetings, and a firm dedicated commitment to the well being of the company.